SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): July 11, 2018
TRIUMPH GROUP, INC.
(Exact name of registrant as specified in its charter)
Delaware 1-12235 51-0347963
(State or other jurisdiction of (IRS Employer Identification
incorporation) (Commission File Number) No.)
899 Cassatt Road, Suite 210 19312
Berwyn, Pennsylvania (Zip Code)
(Address of principal executive offices)
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter)
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On July 11, 2018, at the Annual Meeting of Stockholders for 2018 (the “Annual Meeting”), the stockholders of Triumph Group, Inc. (the “Company”) voted to approve, among other things, the new Triumph Group, Inc. 2018 Equity Incentive Plan (the “Plan”). The vote for approval of the Plan is set forth below under Item 5.07 and incorporated herein by reference.
The Plan is incorporated by reference in this Current Report on Form 8-K and into this Item.
Item 5.07 Submission of Matters to a Vote of Security Holders.
The Annual Meeting of the Company was held on July 11, 2018. The total number of shares represented at the Annual Meeting in person or by proxy was 47,206,555 of the 49,719,481 shares of common stock outstanding and entitled to vote at the Annual Meeting.
The following matters were voted on at the Annual Meeting:
Election of Directors. The following nominees were elected as directors of the Company for a term ending at the Company’s next annual meeting of stockholders and until their successors are duly elected and qualified. The stockholder votes were as follows:
Number of Votes
Daniel J. Crowley
Ralph E. Eberhart
Daniel P. Garton
Dawne S. Hickton
William L. Mansfield
Adam J. Palmer
Joseph M. Silvestri
Larry O. Spencer
Say on Pay. The stockholders approved, by advisory vote, the compensation paid to the Company’s named executive officers for fiscal year 2018. The stockholder votes were as follows:
Approval of the Triumph Group, Inc. 2018 Equity Incentive Plan. The stockholders approved the 2018 Equity Incentive Plan. The stockholder votes were as follows:
Ratification of Independent Registered Public Accounting Firm. The stockholders ratified the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2019. The stockholder votes were as follows:
Stockholder Proposal. The stockholders rejected the stockholder proposal to reduce the threshold to call special stockholder meetings to 10% of outstanding shares. The stockholder votes were as follows:
Item 9.01 Financial Statements and Exhibits.
Exhibit No. Description
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: July 13, 2018 TRIUMPH GROUP, INC.
By: /s/ John B. Wright, II
John B. Wright, II
Senior Vice President, General
Counsel and Secretary